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Origin of and tuning the optical and fundamental band gaps in transparent conducting oxides: The case of M2O3(M = Al, Ga, In)

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Autor(es):
Sabino, Fernando P. ; Besse, Rafael ; Oliveira, Luiz Nunes ; Wei, Su-Huai ; Da Silva, Juarez L. F.
Número total de Autores: 5
Tipo de documento: Artigo Científico
Fonte: Physical Review B; v. 92, n. 20, p. 7-pg., 2015-11-23.
Resumo

Good transparent conducting oxides (TCOs), such as In2O3:Sn (ITO), usually combine large optical band gaps, essential for high transparency, with relatively small fundamental band gaps due to low conduction-band minima, which favor n-type doping and enhance the electrical conductivity. It has been understood that the optical band gaps are wider than the fundamental band gaps because optical transitions between the band-edge states are forbidden. The mechanism blocking such transitions, which can play a crucial role in the designing of alternative TCOs, nonetheless remains obscure. Here, based on first-principles density functional theory calculations and symmetry analysis of three oxides, M2O3 (M = Al, Ga, In), we identify the physical origin of the gap disparities. Three conditions are necessary: (1) the crystal structure must have global inversion symmetry; (2) in order to belong to the A(g) or A(1g) irreducible representations, the states at the conduction-band minimum must have cation and oxygen s character; (3) in order to have g parity, the oxygen p orbitals constituting the states near the valence-band maximum must be strongly coupled to the cation d orbitals. Under these conditions, optical excitations across the fundamental gap will be forbidden. The three criteria explain the trends in the M2O3 (M = Al, Ga, In) sequence, in particular, explaining why In2O3 in the bixbyite structure yields the highest figure of merit. Our study provides guidelines expected to be instrumental in the search for new TCO materials. (AU)

Processo FAPESP: 13/21045-2 - Predição teórica da estrutura, estabilidade termodinâmica, propriedades electronicas e reatividade de nanoclusters
Beneficiário:Juarez Lopes Ferreira da Silva
Modalidade de apoio: Auxílio à Pesquisa - Regular